senior analyst compliance assurance testing.

 

Main characteristics

Location

Sydney, New South Wales

Company

Randstad

Employment type

contract

Category

banking & financial services

Job summary

job details

Responsibilities:

- Ensure compliance with and adherence to all relevant legislation.
- Compliance at all times to legislative requirements, company policies and company Code of Conduct.
- Apply relevant specialist knowledge and experience to understand, influence and advise internal business units.
- Monitor and oversee first LoD control testing outcomes and effectiveness.
- Execute testing to assess first and second line controls design effectiveness (DE) and operating effectiveness (OE) across reporting entities based on test scripts developed.
- Perform thematic reviews in response to the changing external environment or identified weaknesses in the control framework e.g. monitoring of controls/ controls testing results, breaches and events.
- Produce timely reports on testing or reviews completed by the FC&C Assurance Testing Team.
- Under direction of the Manager or Group Head of FC&C Assurance Testing, contribute to annual assurance planning according to defined standards, including reporting requirements.
- Continually develop and maintain specialist AML/CTF knowledge.

Requirements:

- Proven understanding of compliance testing standards and methodologies.
- Experience with executing testing scripts and controls testing.
- Ability to interpret relevant legislation, regulations, rules and programs.
- Some knowledge of AML/CTF requirements and Australian regulation.
- Ability to build and maintain strong stakeholder relationships.
- Ability to identify matters that require further analysis and investigation.
- Research and analytical skills with strong attention to detail.
- Strong interpersonal, written and verbal communication skills.
- Ability to balance multiple priorities in a fast moving and complex environment.

Please reach out to Sarah Croke @ Randstad - 0477 696 046 / [Apply online]

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.

...

Responsibilities:

- Ensure compliance with and adherence to all relevant legislation.
- Compliance at all times to legislative requirements, company policies and company Code of Conduct.
- Apply relevant specialist knowledge and experience to understand, influence and advise internal business units.
- Monitor and oversee first LoD control testing outcomes and effectiveness.
- Execute testing to assess first and second line controls design effectiveness (DE) and operating effectiveness (OE) across reporting entities based on test scripts developed.
- Perform thematic reviews in response to the changing external environment or identified weaknesses in the control framework e.g. monitoring of controls/ controls testing results, breaches and events.
- Produce timely reports on testing or reviews completed by the FC&C Assurance Testing Team.
- Under direction of the Manager or Group Head of FC&C Assurance Testing, contribute to annual assurance planning according to defined standards, including reporting requirements.
- Continually develop and maintain specialist AML/CTF knowledge.

Requirements:

- Proven understanding of compliance testing standards and methodologies.
- Experience with executing testing scripts and controls testing.
- Ability to interpret relevant legislation, regulations, rules and programs.
- Some knowledge of AML/CTF requirements and Australian regulation.
- Ability to build and maintain strong stakeholder relationships.
- Ability to identify matters that require further analysis and investigation.
- Research and analytical skills with strong attention to detail.
- Strong interpersonal, written and verbal communication skills.
- Ability to balance multiple priorities in a fast moving and complex environment.

Please reach out to Sarah Croke @ Randstad - 0477 696 046 / [Apply online]

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.

- skills

- -

- qualifications

- -

- education

- Bachelor Degree